This website is dedicated to the memory of Rufus Bowen (1947-1978). On it, you will find an interface to the 157 mathematical problems he left behind in his notebook. This website was created to support conference on Rufus’ mathematical legacy organized by the Pacific Institute for the Mathematical Sciences. It’s mission was to continue the discussion of the problems left behind by Rufus by allowing users to enter comments. Each problem has been deciphered and is presented along with these comments on its current status. To view a problem and previously entered comments, simply click on the problem number below.

Rufus Bowen, from the Oberwolfach Photo Collection. Copyright George M. Bergman, Berkeley released under the terms of the GNU Free Documentation License.

High resolution images of each page are available in PDF and JPG format.
Acknowledgements: Many thanks to Caroline Series for scanning in the notebook and to Francois Ledrappier for TeX’ing up the problems and inputting the first set of comments.
Problem 1
To what extent does the gradient flow near a critical point depend on the metric?
Problem 3
`Geometric’ proof that weak mixing implies mixing for a full set of $t$.
Problem 4
Classification of singularities by the local properties of the gradient flow.
Problem 5
Homogenous dynamics Implications among unique ergodicity minimality entropy zero plus ergodicity Simple or semi-simple case Which one-parameter subgroups are unstable/stable foliations for some ergodic affine? Try a). Relate dynamical properties to representations of the group. K-property implies Bernoull? Weak mixing plus center s.s. implies Bernoulli? [For parts d and e, try nilmanifolds first] Ergodic implies there is a unique measure of maximal entropy?
Problem 6
Zeta function for Axiom A flows and systems topological identification (try 1-dimensional $\Omega $ first); conjugacy invariance of $\zeta (0)$. For $C^\infty $ flows, $\zeta (s) $ has a meromorphic extension to the complex plane. Connection with Laplacian vs. geodesic results; automorphic forms. Anosov actions.
Problem 7
Structure of basic sets Classification via $(R,A)$ Local Axiom A implies embeddable existence of canonical coordinates implies embeddable (compact abelian group actions ? are $\Omega $’s). Phantom homology groups -shift equivalence of induced maps! dim $\Omega$?; when is the quotient a manifold?
Problem 8
Non Axiom A examples. Newhouse, Abraham-Smale, Simon, Lorenz, billiards. Axiomatic description Statistical properties For all $\epsilon$, there exists a horseshoe $X_\epsilon$ inside with $ h(f|X_\epsilon) \geq h(f) - \epsilon$ Statistical properties of Lorenz in particular Any specification type property
Problem 9
Unique ergodicity of $W^u$ for partially Anosov diffeos.
Problem 10
Statistics plus dynamics of transformations of $[0,1]$ - ’non-linear' $\beta$-expansions like examples.
Problem 11
Nonalgebraic Anosov diffeos. Classify 3-dimensional Anosov flows; Is the variable curvature surface geodesic flow conjugate to constant curvature?
Problem 12
Shub’s entropy conjecture: $h(f) \geq \log |\lambda| $ for diffeos $\Omega $ finite plus hyperbolic Axiom A with cycles.
Problem 14
Suspensions of diffeos. - Are they generically not (conjugated to) constant time suspensions? what is the strongest statement for Axiom A attractors?
Problem 15
Renewal theorems for dependent random variables. Derive as a motivation for Axiom A flow mixingness How fast is the mixing for Axiom A flows?
Problem 18
Interpret $-\log \lambda^u$ as a potential function (Kolmogorov’s idea on surfaces of negative curvature)?
Problem 19
Can you construct some Banach space so that $h_\mu $ is an eigenvalue of some canonical operator?
Problem 20
Continuous systems in statistical mechanics. Is there a topological dynamics formulation?
Problem 21
Assume $\varphi _t $ $C$-dense. If $\nu $ is $\varphi _1 $ invariant is $\nu $ $\varphi $-invariant?
Problem 23
Canonical $C^0$ perturbation of Anosov diffeo to 0-dimensional $\Omega _i$’s with the same entropy
Problem 26
Entropy in Hamiltonian case; for P.D.E.’s? Relation to O.D.E.’s?
Problem 27
Construction of a 2-dimensional Hamiltonian diffeo. with an ergodic set of positive measure.
Problem 28
Kupka-Smale plus $h(f) >0 $ forces homoclinic points.
Problem 29
Find Axiom A infinite attractor in some O.D.E. on $\mathbb{R}^3$ (quadratic).
Problem 30
Fixing compact manifold $M$, what are the possible behaviors of the geodesic flows for all Riemannian metrics? For instance, if $\pi _1(M) = 0 ,$ does some geodesic flow have entropy 0?
Problem 31
Anosov diffeos Hypothesis on $H_1(M)$ Fixed points $\Omega = M$
Problem 33
Define $P(g)$, equilibrium states for certain noncontinuous $g$.
Problem 34
If $\mu $ is an equilibrium state for some continuous $g$ on $\Sigma _N^+$, is $h_\mu >0$?
Problem 35
Ergodic non hyperbolic automorphisms of $\mathbb{T}^n$. Are they quotients of subshifts of finite type? Do they satisfy specification?
Problem 36
If a geodesic flow is expansive, is it an Anosov flow?
Problem 38
Let $\mathcal M$ be the space of Riemannian metrics on $M$ with volume 1. What is $\\{ h(\varphi_1), \varphi {\textrm { geodesic flow of }}\; g: g \in \mathcal M\\} $? What is the relation with topological invariants of $M$?
Problem 41
Is $\varphi_1$ a continuity point for the entropy as a function of diffeos when $\varphi_t $ is Axiom A flow? an Anosov flow?
Problem 42
Is $h(\varphi_t | E)$ differentiable in $E$ for Hamiltonian flows? Any relation to classical or quantum statistical mechanics?
Problem 13
In Parry’s `Conjugate to linear’ paper, what are the properties of the constructed measure? Does this work for equilibrium states too?
Problem 43
Definition of Gibbs measures for homeomorphisms? Relation to equilibrium states?
Problem 44
How big is the set of equilibrium states of a function $g$ in the set of invariant measures?
Problem 46
Equilibrium states for 1-dimensional quantum lattice systems without finite range
Problem 47
Any entropy-like invariant for singularity of diff. maps?
Problem 48
Suppose $ F: C \to \mathbb{R}, C$ the Cantor set, has bounded total variation. Is there a homeo $g : [0,1] \to [0,1]$ and a diffeo (Lipschitz, maybe) $f:[0,1] \to \mathbb{R}$ such that \[ F = f\circ g |C.\]
Problem 49
Does minimal or uniquely ergodic for a diffeo $f$ implies $h(f) = 0$ (try homeo case too)? Is there a minimal diffeo homotopic to $\left( \begin{matrix} 2 & 1\\\ 1& 1 \end{matrix} \right) \times Id. $ on $\mathbb T^3$? (Seifert conjecture) Minimal flow on $\mathbb S^3$.
Problem 50
Is there a transitive/ergodic diffeomophism on $\mathbb S^2, \mathbb D^2$?
Problem 51
Look for invariant measures of some standard foliations.
Problem 52
Define $\Omega $(foliation). Does $h >0 $ make sense?
Problem 54
$C$-dense (mixing) Axiom A flows speed of mixing asymptotic expression for the number of periodic orbits is $\varphi_1$ intrinsically ergodic? direct proof of mixing of measures analogue of $h(f) \geq \log |\lambda| $ understand det$(Id - A) $ as an invariant; relation to $\zeta (0)$ stability of $C$-density for attractors condition on $g$ so that $\Sigma_A (g) $ is analytically or $C^\infty $ embeddable as a basic set. can a closed orbit of an Anosov flow be null homotopic?
Problem 55
Entropy of automorphisms in algebra (groups, rings).
Problem 57
$\ell (f^n \gamma) $ grows slowly with $n$ for many curves $\gamma$ and Axiom A diffeos $f$.
Problem 58
Is Gutzwiller’s example an Anosov flow?
Problem 59
Computer programs for Axiom A attractor.
Problem 60
Study flows $H = V(r) + \frac{1}{2} mv^2$ for various (?) continuous $V(r)$. Statistical mechanics literature (Hénon -?, Toda,…)
Problem 61
Rokhlin theorem for countable pseudo group actions. Ergodic Theorems and averaging procedures.
Problem 62
Covering space for $\Sigma_A \to \mathbb{T}^2$ corresponding to $\mathbb{R}^2 \to \mathbb{T}^2$
Problem 63
$C^r$ diffeos that are not $C^{r+1}$ qualitatively. Find a $C^1$ diffeo $f : V \to V$ and a $C^1$ embedding $g:V \to M$ and $\tilde f$ extending $f$ to $M$ such that $\tilde f$ is $C^2$ on $M$, but $\tilde f |V$ is qualitatively not $C^2$ (i.e. the qualitative behavior of $\tilde f|V $ is due to the irregularity of $V$ but not of $\tilde f$)
Problem 64
Entropy of group actions. There is no smooth $\mathbb{R}^n $- (or $\mathbb{Z}^n$-) action with positive entropy when $n >1$. Is this true for all Lie groups (or lattices) of dimension greater than 1? Try $N$ nilpotent.
Problem 65
Foliation ergodic theory Ambrose Kakutani (in particular, question 39) Does mixing make any sense? (use category, differentiability, $C^\infty$, analytic structure) Averaging procedure difficulties: ergodic theorems, existence of invariant measures, ergodic decomposition, unique ergodicity and uniform convergence. polynomial growth … Look at some specific foliations Plante’s stuff on connections with homology Does pointwise entropy make sense?
Problem 66
Central Limit Theorem, other strong statistics near an attractor of a diffeo.
Problem 67
Correspondence principle of quantum mechanics. Investigate for some simple mechanical systems. Is h-expansiveness related to quantum ….?
Problem 68
Electric circuits Analogue computer for finding Axiom A examples Is noise sometimes due to hyperbolicity in the dynamics?
Problem 69
Is $h: Diff ^r \to \mathbb{R}$ generically continuous for some $r$?
Problem 70
Classify all Anosov systems or attractors (which $\Omega_i$ can occur as attractors?)
Problem 71
Cancellation of $\Omega_i$. Simplest $f$ in an iosotopy class.
Problem 73
If $f$ is Anosov and $g \sim f$, does $h(g) \geq h(f) ?$
Problem 74
If $f$ is Axiom A, is there an Axiom A $g$, $C^0$ near $f$ with dim$\Omega (g) = d$ and $h(f) = h(g) ?$
Problem 77
Conjugacy between topology and measure theory a. Weakest notion such that h(f) is an invariant b. Entropy-conjugacy + equivalence on Baire sets; what are the equivalence relations on homeomorphisms or maps on $S^1$ and subshifts?
Problem 78
Calculate $h$ for O.D.E. systems on $\mathbb{R}^n$, e.g. linear equations first
Problem 80
Reddy examples of expansive maps. Related to Anosov diffeos. Are expansive diffeos likely to be Anosov?
Problem 81
Geometric proof of unique ergodicity for irrational rotation of $\mathbb S^1$
Problem 82
(Plante) A codimension one minimal foliation has at most one invariant measure
Problem 83
Unstable foliations of Anosov diffeos are given by some nilpotent group action.
Problem 84
Invariant or approximatively invariant finite dimensional subspaces for Navier-Stokes equation
Problem 85
codon frequencies via equilibrium states for ``some potential’'?
Problem 86
Algebraic varieties. Weil conjecture, cohomology. Any entropy here? Any relation to homology eigenvalues?
Problem 87
If a translation by a group element on $G/\Gamma$ is minimal, is that element nilpotent in $\mathfrak G ?$ (i.e. has 0 entropy)
Problem 88
Index 0 fixed point of diffeo is removable by small perturbation (Hirsch)
Problem 89
For Anosov flow $\varphi_t $ on $M$, try to approximate curves in $M$ by pseudo-orbits and compute $\pi_1(M)$ . . . as in Morse theory.
Problem 90
If $f$ is Anosov on $M$ and $\tilde M$ contractible, what does $H^k(M)(\sim H^k (\pi _1(M)) )$ tell you via $f_\ast$ eigenvalue information? (See [hu1968introduction] , pp. 200-202)
Problem 91
Is the topological entropy continuous on $C^1$ expanding maps of the interval? (a.e. continuous?)
Problem 92
Among degree $n$ polynomial maps of $[0,1]$ to itself, are Axiom A open and dense. Do bad ones form a stratified set? …
Problem 94
Does every manifold $M^n, n\geq 3$ admit a smooth Bernoulli flow (Ruelle)?
Problem 95
Markov partitions for algebraic geometry examples (Ruelle).
Problem 96
KAM Theorem using $\mu $ uniquely ergodic flows on $M$ without assuming $M = T^n$
Problem 97
Example of a non-ergodic $C^1$ Anosov diffeo on $\mathbb{T}^2$ preserving Lebesgue measure.
Problem 98
This problem is not clearly legible, but it is thought to say Unique ergodicity in Lie groups. Case with finite area instead of compact homogeneous spaces
Problem 99
(Doug (Lind?)) Find open partitions in $\Sigma _{1/2,1/2}$ that are not weakly Bernoulli. Find invariants of finitary codes.
Problem 100
This problem isn’t clearly legible, but it is thought to say: Symbolic dynamics for Abraham-Smale, Newhouse, Lorentz
Problem 101
If a $C^1$ Anosov preserves a smooth measure, is it an equilibrium state for $
- \log \lambda ^u ?$
Problem 102
Is the false zeta function of a basic set ….? Define false zeta function for a flow basic set
Problem 103
How can you write \[ 1 +t +t^2 ; = ; \Pi _{i=0 }^\infty (1\pm t^{n_i}) \] in $Z[[ t]] ?$
Problem 104
Note: \[ \frac {1}{1-t} ; = ; \Pi _{n= 0}^\infty (1 +t^{2^n}) \] in $Z[[ t]]$. Is there a $C^2$ map $\mathbb D^2 \to \mathbb D^2$ so that…..
Problem 105
This problem isn’t clearly legible, but it is thought to say: Sullivan’s stacks of coins problem
Problem 106
Is the multiplicity of $1$ as an eigenvalue of $A$ a flow conjugacy invariant of $\Sigma _A$? How about $\Pi_{\lambda_i \not = 1} (1- \lambda_i) $?
Problem 108
Let a group $G$ be given by a generator $S$ and relations. Consider the set $V$ of reduced (one-sided or two-sided) infinite words. What is $V$? Is it intrinsically ergodic? What is the entropy?
Problem 109
(Thom) Look at Markov partitions on $\mathbb{T}^n$ when all $\lambda_i $ are distinct and real.
Problem 110
Topological entropy of the Frobenius map of an algebraic variety $V$. Related to Dim $V$, to the log of the radius of convergence of the zeta function? Relations to zeta functions and to Weil conjectures.
Problem 111
Central Limit Theorem for $\beta$-transform $x \mapsto (\beta x)$.
Problem 112
For a hyperbolic attractor $\Lambda$ of dimension $r$, does $W^s(x) \cap \Lambda $contain a disk of dimension $k := r- Dim W^u (x)?$
Problem 113
For a rational function $f(z) $ giving a degree $n$ map $z \mapsto f(z) $ of $\mathbb S^2$, does this map have entropy $\log n?$ ($\ge$ by Misurewicz and = a.e. by Guckenheimer)
Problem 114
$det (I - A) $ as a group invariant for the weak foliation $W^{wu}$, seen as a subgroup lying in some $H_m (M, \mathbb S^1)$?
Problem 116
For a subshift $\Sigma _A$, $A$ on stable torus or stable $\mathbb{R}^n$ is an invariant. Describe it invariantly. ($\mathbb{R}^n = ?$, $A = ?$)
Problem 117
(Sullivan) Show that $|\lambda| = 1$ for $f: M \to M$, where $f$ is $C^1$ and distal and $\lambda $ is an eigenvalue of $f_\ast$. Is $f \sim g$ for some Morse Smale $g$?
Problem 119
(Thom) $Grad F$ for real analytic $F:\mathbb{R}^n \to \mathbb{R}$. Stratification of orbits near a singular point.
Problem 120
Entropy 0 for differentiable action of $G = \mathbb{R}^n $ or $\mathbb{Z}^n (n \geq 2).$ For nilpotent $G$. General Lie group $G$?
Problem 121
Calculate $h_\mu $ for $G/\Gamma $ finite measure, non compact.
Problem 122
Fibration Theorem for $\log |\lambda| $? If $M = \cup _\alpha N_\alpha, N_\alpha $ submanifolds, with $f(N_\alpha ) = N_\alpha $, is the spectral radius of $f_\ast $ on $M$ $\le$ the sup of the spectral radius of $f_\ast $ on $N_\alpha$’s? If $f|N_\alpha$ is an isometry, does the spectral radius of $f_\ast $ on $M$ $= 1$? Are all distal diffeos built up this way, i.e. by extensions where homology works? Note: There is another Problem 122 that was crossed out.
Problem 123
Cancellation theorem for basic sets. Analogue of cobordism theorem.
Problem 126
Put orientation into the $\zeta$ function of flows. What should $\zeta (0)$ be? Does $\zeta (0)$ depend only on $H_\ast (M_0, M_{sing}) ?$.
Problem 128
When are suspensions of $R_\alpha $ and $R_\beta$ under bounded functions isomorphic?
Problem 129
See the entropy of the geodesic flow as the rate of growth of eigenfunctions for some operator in momentum space. Related to Fourier transform of Laplacian on the manifold?
Problem 130
Which surfaces and which homotopy classes of homeos admit expansive homeos? distal homeos?
Problem 131
$h(f) $ given by periodic points for generic $C^1$ map from $I$ to $I$? (or generic continuous map?)
Problem 132
$\dot X = Q(X) $ on $\mathbb{R}^3$, where $Q$ is quadratic. Is there a condition on the coefficients which guarantees a homoclinic point (a complicated attractor)? E.g. like for Reynolds numbers?
Problem 133
$C^ \infty $ diffeo of the 2-disk preserving a smooth measure $\mu $ with $h_\mu >0$? An ergodic example?
Problem 134
If $\varphi _t$ is flow on a homogeneous space $G/ \Gamma$ with positive entropy, then there exists a compact $\varphi _t $ invariant section for the action of $N$ If the flow has entropy 0 and is ergodic, does this mean that there is no $N$?
Problem 135
Horocycle and geodesic flows for $SL(2,R)/SL(2,Z)$: -- min u.e. almost -- something about symbolic dynamics and continued fractions?
Problem 136
For most $C^2$ maps $f : [0,1] \to [0,1]$, for all $\epsilon >0 $ there is a hyperbolic set $\Lambda$ such that $h(f|\Lambda) \geq h(f) - \epsilon.$ (See question 8c.)
Problem 137
Ergodic smooth representative of a Dehn twist. With smooth invariant measure of positive entropy. Of maximal entropy.
Problem 138
Billiards in right angle triangles. Find examples when it is ergodic.
Problem 139
Are polynomial growth foliations hyperfinite? Is $W^{ws} $ on $\Sigma ^+_{\\{0,1\\}} $ Borel hyperfinite?
Problem 140
Let $g : G/\Gamma \to G/\Gamma $ come from an automorphism $g$ of $G$. Is the entropy minimal in its homotopy class? Is entropy a complete invariant for automorphisms of infranilmanifolds?
Problem 141
Same setting [as question 140]. Is the $GR$ (of $g$ on $\Gamma$) an algebraic number?
Problem 142
Can the adding machine be an invariant set for a $C^2$ mapping of the 2-disk? of the $n$-disk?
Problem 143
Is $GR (\alpha) $ an algebraic integer for an automorphism $\alpha$ of solvable group?
Problem 144
Question 136 with expansive instead of hyperbolic.
Problem 146
Subshifts of finite type have good quotients with fixed points. Given a periodic point $p$ in $\Omega _i$, is there a Markov partition with $p$ in the interior of a rectangle? If $\partial^s \mathcal{C} \ne \emptyset$ does $\partial^s \mathcal{C}$ contain a periodic point? Do two subshifts of finite type with the same entropy have a common good quotient? $\Sigma _A, \Sigma _B$ aperiodic, $h (\sigma _A ) < h(\sigma_B). $ Does $\sigma_A |\Sigma_A$ embed in $\sigma_B |\Sigma_B$?
Problem 147
(Guillemin-Kazhdan) Invariant distributions for geodesic flows. Are they approximated by periodic orbit measures?
Problem 148
$\Gamma$ a Kleinian group with limit set $\Lambda$. Specification when there are no parabolic nor elliptic elements.
Problem 149
(Handel) If there exists a cross section for for all minimal sets of a flow, then there exist a global cross-section.
Problem 150
Is there an expansive homeo of $\mathbb S^2$?
Problem 151
On $\Sigma _A^+$, define $x \sim y $ if $\sigma ^n x = \sigma^m y $ for some $n,m $. Find topological invariants for $(\Sigma _A^+, \sim )$.
Problem 152
$T:M \to M \; C^\infty $ Anosov. $f \in C^r $ and $f(x) = u(x) - u(Tx) .$ Does $u \in C^r?$ ($r\geq 2$).
Problem 153
$\varphi _t: T^1M \to T^1M$ Anosov geodesic flow and $V: M \to \mathbb{R}$ such that $\int V(\pi \varphi_t x ) = 0 $ on every closed geodesic. Is $V$ identically $0$?
Problem 154
The geodesic flow on surfaces of higher genus always has positive measure- theoretic entropy.
Problem 155
(Thurston-Sullivan?) Are all smooth actions of $\Phi _g$ on $\mathbb S^1$ which are topologically conjugate to a standard one differentiably conjugate to the standard one?
Problem 156
For a Kleinian group $\Gamma$, is the Hausdorff dimension of $\Lambda (\Gamma)
Problem 157
On the closure $\overline T$ of Teichmüller space, consider a continuous parametrization $\overline T \times \Sigma_A^+ \to \mathbb S^2$ such that Image ($t, \Sigma_A^+ = \Lambda(\Gamma_t)$). Is the Hausdorff dimension of $\Lambda(\Gamma_t)$ continuous in $t \in \overline T$? (Note, this problem was added by the editor to the end of Rufus’ last paper [bowen1979hausdorff] )
Problem 158
Entropy = 0 Ergodic group rotation is l.b. (loosely bernoulli) Smooth system finitely many fixed points are l.b. (Katok) distal?